RIAs & Financial Advisors
Beacon Pointe Advisors Expands Mid-Atlantic Presence with Acquisition of The Family Firm
Beacon Pointe Advisors has acquired The Family Firm, an $857 million advisory practice headquartere...Read more
LPL Financial Lures $330M FA Duo from Janney
LPL Financial has added a pair of financial advisors to its employee advisor channel, Linsco,...Read more
Northwestern Mutual Loses $1.8B FA Team to Cetera
Cetera Financial Group has added a 34-person wealth management firm, which manages about $1.8 bill...Read more
Mercer Advisors Acquires $1.2B California Wealth Management Firm
Mercer Global Advisors has acquired a Los Angeles-based wealth management firm, boosting the ...Read more
Cetera Adds $1.1B King Financial Network to Summit Financial Division
Cetera Financial Group announced that King Financial Network (KFN), a Manalapan, New Jersey-based m...Read more
Commonwealth Adds Vahanian & Associates, Expands Independent Advisor Platform
Commonwealth Financial Network has added Vahanian & Associates Financial Planning Inc., a Sarat...Read more
BIP Wealth Expands Georgia Footprint with $900M Prehmus Financial Partners Acquisition
Atlanta-based registered investment advisor BIP Wealth has acquired Prehmus Financial Partners, a G...Read more
Independent Broker/Dealer Channel Tightens Grip on Market as Consolidation Accelerates
The independent broker/dealer (IBD) sector is undergoing a dramatic transformation, as a wave of me...Read more
ICI Warns of Complex Readiness Demands as ETF Share-Class Conversions Near Regulatory Green Light
The Investment Company Institute (ICI) has issued a new paper detailing the operational and regulat...Read more