RIAs & Financial Advisors
Edward Jones Broadens HNW Services with New Hubs, Advisor Training
Edward Jones has announced a multi-pronged expansion of its high-net-worth services, including the ...Read more
Waverly Advisors Buys $465M Wealth Management Firm
Waverly Advisors has bought an Ohio-based wealth management firm, expanding the firm’s regional p...Read more
Corient Expands into New England with Acquisition of Northeast Financial Consultants
Corient has acquired Northeast Financial Consultants, a Connecticut-based registered investment adv...Read more
SEC Extends Private Fund Disclosure Rule Compliance to 2026
The Securities and Exchange Commission (SEC) voted 3 to 1 last Wednesday to extend the deadline for...Read more
Morgan Stanley Investment Management Debuts Tax-Focused Education Centers
Morgan Stanley Investment Management is rolling out educational offerings targeted towards financia...Read more
MAI Capital Acquires $570M RIA
MAI Capital Management has acquired a California-based registered investment advisor firm that over...Read more
Bluespring Wealth Partners Acquires $135M New Wall Street
Kestra Financial subsidiary Bluespring Wealth Partners has purchased a Green Bay, WI-based register...Read more
Oakland Capital Partners Launches Advisory Platform
Oakland Capital Partners (OCP) has announced the launch of Oakland Capital Solutions (OCS), a new p...Read more
DOL Moves to Rescind 2024 Independent Contractor Rule Amid Legal Challenges
The Department of Labor (DOL) announced it will replace the current Independent Contractor Rule, wh...Read more