RIAs & Financial Advisors
Opto Investments Partners with Two RIAs to Launch Custom Private Markets Funds
Opto Investments has formed a strategic partnership with Quotient Wealth Partners and Tri...Read more
Wealthfront Launches IPO Roadshow, Targeting $2.05B Valuation
Wealthfront formally launched its initial public offering roadshow on Tuesday as it ...Read more
Advisors Offer More Services Than Clients Use—But Communication Gaps Limiting Engagement
Financial advisors are expanding well beyond traditional portfolio management in an effort to deepe...Read more
Commonwealth Loses $184M Piedmont Financial Partners to Cetera
Cetera Financial Group has added a seven-person advisory team from Commonwealth Fina...Read more
Cresset Adds $1.4B Advisory Team in Houston
Cresset Asset Management has added an advisory team from Bernstein Private Wealth Management, ...Read more
Merit Financial Advisors Acquires $715M Mennenga Tax & Financial
Merit Financial Advisors has acquired Mennenga Tax & Financial, a Wisconsin-based wea...Read more
Cambridge Investment Research Acquires $1B B-D Dempsey Lord Smith
Cambridge Investment Research has acquired Dempsey Lord Smith (DLS), an independent broke...Read more
Callero Capital Management Joins Cetera Financial Specialists
Advisors Matthew Callero and Christopher Callero have joined Cetera Financial Specialists, part of ...Read more
DOL Withdraws Appeal of Contested Fiduciary Rule, Ending Months-Long Legal Standoff
The Department of Labor has formally withdrawn its defense of the prior administration’s Retireme...Read more