RIAs & Financial Advisors
Concurrent Adds RayJay, Wells Fargo Advisors
Concurrent Investment Advisors, LLC., a multi-custodial, hybrid registered investment advisor, cont...Read more
Nationwide, Morningstar Partner to Offer Advisor Managed Accounts
Nationwide Retirement Solutions, an arm of the insurer, has collaborated with Morningstar Inc.'s re...Read more
Caprock Buys $2.2B Chicago Advisory Firm
Caprock, a multi-family office registered investment advisor (RIA) focused on ultra-high-net-worth ...Read more
Merit Acquires $542M RIA in Washington
Merit Financial Advisors, a Georgia-based hybrid registered investment advisor managing $10 billion...Read more
ElmTree Funds Launches Two Industrial-Focused REITs
ElmTree Funds, a commercial real estate-focused private equity firm, launched ElmTree Industrial Tr...Read more
75% of Clients Switched Advisors or Considered It: Survey
In 2023, 75% of financial advisory clients considered switching or switched advisors, according to ...Read more
LPL Recruits Five Teams with $700M in AUM
LPL Financial LLC announced that seven financial advisors from five firms have joined LPL Financial...Read more
CFP Board Strongly Supports DOL’s New Fiduciary Rule
Amid a possible new rule on fiduciary advice, the Certified Financial Planner Board of Standards (C...Read more
Opto Rolls Out New RIA Tools, Promotes Co-Founders
Opto Investments, a wealthtech platform for private markets, has promoted co-founders Jake Miller a...Read more