RIAs & Financial Advisors
DOL Releases Final Fiduciary Rule
The Department of Labor (DOL) announced on Tuesday the final Retirement Security Rule, or fiduciary...Read more
Steward Partners Adds $488M with Double Acquisition
Steward Partners, a financial services firm, announced the acquisitions of financial advisory firms...Read more
Abra Unveils RIA Focused on Digital Assets
Abra, a digital asset service and wealth management platform, launched Abra Prime for institutions ...Read more
SEC Risk Alert Identifies Marketing Rule Lapses
The Securities and Exchange Commission (SEC) determined that while investment advisory firms have g...Read more
IAA Recommends Changes to Anti-Money Laundering Rule for Small RIAs
The Investment Adviser Association (IAA) is advocating for an exemption for low-risk advisors and i...Read more
Arax Buys $9B Hybrid Wealth Manager
Arax Investment Partners, a wealth management platform backed by private investment firm RedBird Ca...Read more
Carson Group Hires Former Envestnet, LPL Execs
The Carson Group has hired former Envestnet executive Dani Fava as chief strategy officer and Heath...Read more
Colony Group to Acquire InterOcean Capital Group
Focus Financial Partners Inc., a registered investment advisor aggregator, announced the acquisitio...Read more
$300M Kentucky Team from Ameriprise Joins LPL Financial
LPL Financial welcomed another Ameriprise Financial team, bringing $300 million in advisory, broker...Read more