RIAs & Financial Advisors
$475M South Carolina Team Moves to LPL After “Soul Searching”
LPL Financial LLC has recruited two South Carolina-based financial advisors, Justin Gore and Michae...Read more
Financial Advisors Propelling ETF Surge: Study
Exchange-traded fund (ETF) asset growth has expanded dramatically over the last decade, owing to gr...Read more
Bain Capital to Buy Envestnet in $4.5B Take-Private Deal
Envestnet, an RIA wealthtech platform, has agreed to be acquired by private equity firm Bain Capita...Read more
Wealth Enhancement Group Buys $254M RIA
Wealth Enhancement Group, a Minneapolis-based independent wealth management firm with more than&nbs...Read more
FAs Moving Out of Cash and Into ETFs: Report
Financial advisors continued to allocate their clients' funds to exchange-traded funds (ETFs) in 20...Read more
CFP Board Files Amicus in Support of DOL’s Fiduciary Rule
The CFP Board has supported the Department of Labor's (DOL’s) legal battle against objections to ...Read more
Structured Notes Growing in Popularity Among FAs
There has been significant growth in interest among financial advisors in structured notes in recen...Read more
$1B Florida Team Departs Morgan Stanley for Snowden Lane
Snowden Lane Partners, a NYC-based independent, advisor-owned, wealth advisory firm, has lured a $1...Read more
LPL Adds $380M Delaware Advisor Duo from PNC
LPL Financial LLC has added First Summit Capital Management, a $380 million Wilmington, DE-based fi...Read more