RIAs & Financial Advisors
Northwestern Mutual Loses $1.8B FA Team to Cetera
Cetera Financial Group has added a 34-person wealth management firm, which manages about $1.8 bill...Read more
Mercer Advisors Acquires $1.2B California Wealth Management Firm
Mercer Global Advisors has acquired a Los Angeles-based wealth management firm, boosting the ...Read more
Cetera Adds $1.1B King Financial Network to Summit Financial Division
Cetera Financial Group announced that King Financial Network (KFN), a Manalapan, New Jersey-based m...Read more
Commonwealth Adds Vahanian & Associates, Expands Independent Advisor Platform
Commonwealth Financial Network has added Vahanian & Associates Financial Planning Inc., a Sarat...Read more
BIP Wealth Expands Georgia Footprint with $900M Prehmus Financial Partners Acquisition
Atlanta-based registered investment advisor BIP Wealth has acquired Prehmus Financial Partners, a G...Read more
Independent Broker/Dealer Channel Tightens Grip on Market as Consolidation Accelerates
The independent broker/dealer (IBD) sector is undergoing a dramatic transformation, as a wave of me...Read more
ICI Warns of Complex Readiness Demands as ETF Share-Class Conversions Near Regulatory Green Light
The Investment Company Institute (ICI) has issued a new paper detailing the operational and regulat...Read more
Voya Financial Unveils WealthPath Platform to Enhance Advisor Capabilities
Voya Financial, Inc. has launched WealthPath, a next-generation platform developed in collaboration...Read more
Creative Planning to Acquire SageView, Creating $640B Wealth and Retirement Powerhouse
Creative Planning has agreed to acquire SageView Advisory Group, one of the nation’s leading reti...Read more