RIAs & Financial Advisors
Vanguard Launches Dynamic Active-Passive Model Portfolio Series
Vanguard has rolled out a new Dynamic Active‑Passive Model Portfolio series, expanding its suite ...Read more
Asset Managers Race to Crack the Alts Distribution Code as Advisor Demand Surges
Retail asset managers expanding into alternative investments are finding that product development i...Read more
SEC Rescinds Longstanding “No-Deny” Settlement Policy
The Securities and Exchange Commission said it has rescinded a decades‑old policy that barred set...Read more
Stratos Wealth Holdings Acquires 11 Partner Firms, Adding $4.8B in AUM
Stratos Wealth Holdings has acquired 11 of its partner firms, sp...Read more
Captrust Purchases $1.25B Stillwater Capital Advisors
Captrust Financial Advisors has acquired a Pennsylvania-based financial advisory firm, which ov...Read more
Corient Acquires $7.8B Oklahoma RIA
Corient has acquired an Oklahoma-based registered investment advisory firm, which ov...Read more
Beacon Pointe Acquires $360M Women-Led Firm in Massachusetts
Beacon Pointe Advisors has expanded its East Coast footprint with the acquisition of a wo...Read more
Prairie Wealth Merges With Former RBC Team Managing $600M in Assets
Prairie Wealth Advisors announced a strategic merger with The McEwen Group, adding a former RBC Wea...Read more
PGIM Brings IG Private Credit to DC Plans via New CIT
PGIM has launched its first private credit collective investment trust for defined contribution ret...Read more