RIAs & Financial Advisors
Concurrent Partners with $700M Atlanta-Area RIA
Concurrent Investment Advisors, a Tampa-based multi-custodial, hybrid RIA, has partnered with Atlan...Read more
RIA M&A Had a Barnburner Third Quarter
RIA mergers and acquisitions had a record third quarter, reaching the highest levels since the seco...Read more
Arkadios Lands $800M Breakaway FA Team
Arkadios Capital has added three more advisors to its independent registered investment advisor pla...Read more
Genstar Re-ups Investment in Cetera Financial Group
Genstar Capital-backed Cetera Financial Group has re-upped its investment in the wealth management ...Read more
Creative Planning Adds $1B Pennsylvania RIA
Hot on the heels of its acquisition of the $29 billion Goldman Sachs Personal Financial Management ...Read more
Carson Group Adds $300M Nebraska Advisory Team
Bain Capital-backed Carson Group has acquired $300 million FAI Wealth Management, a Columbia, MD-ba...Read more
SEC Hits 10 Firms with Widespread Recordkeeping Failures
The US Securities and Exchange Commission (SEC) has charged five broker-dealers, three dually regis...Read more
Wealthspire Advisors to Acquire $3B NY Family Office
Wealthspire Advisors LLC, a subsidiary of insurance broker NFP and independent registered investmen...Read more
DPL Acquires Annuity-Focused Firm to Help Breakaway Advisors
DPL Financial Partners, a Louisville, KY.-based no-load, commission-free annuity platform for regis...Read more