RIAs & Financial Advisors
Sequoia to Buy $930M Nashville Advisor
Sequoia Financial Group, LLC, a wealth manager with more than $15 billion in assets under managemen...Read more
Schwab Integrates Model Market Center to Custody Platform
Schwab Advisor Services is integrating TD Ameritrade's Model Market Center, a marketplace for model...Read more
Beacon Pointe Inks Two More RIA Deals Totaling $940M
Beacon Pointe Advisors announced two more acquisitions on the heels of its first deal with a wireho...Read more
Fidelity Introduces Tools to Help Advisors Go Independent
Fidelity has launched Independence Hub, an online library of resources and advice for advisors to h...Read more
RIAs Have Another Custodian Option
Two Equity Trust Company divisions, Equity Advisor Solutions and ETC Brokerage, have combined to fo...Read more
Beacon Pointe Lures $2B Breakaway Team from UBS
KKR-backed Beacon Pointe Advisors completed its first wirehouse breakaway team acquisition, with Ru...Read more
Mercer Advisors Buys $630M Wealth Management Firm
Mercer Global Advisors, Inc., a registered investment advisor that is majority-owned by private equ...Read more
Experts Voice Concern Over SEC’s AI Rule
The Securities and Exchange Commission's contentious predictive data analytics regulatory comment p...Read more
SEC Releases 2024 Exam Priorities
The Securities and Exchange Commission (SEC) released its 2024 exam priorities for investment advis...Read more