RIAs & Financial Advisors
Wealth Enhancement Lassos $1.2B Houston RIA
Wealth Enhancement Group, an independent wealth management firm with over $81.5 billion in client a...Read more
RayJay Poaches $435M Advisor Trio from Merrill
Raymond James has added financial advisors Vincent "Vinny" Zaccardi, Nicholas "Nick" Zaccardi and G...Read more
Most Advisors Still Don’t Understand Direct Indexing
Many financial advisors regard direct indexing as an intriguing investment alternative, but a large...Read more
9 Insurance Groups File 2nd Lawsuit Opposing DOL’s Fiduciary Rule
Nine insurance trade associations filed a second lawsuit last Friday against the Department of Labo...Read more
LPL Recruits $705M Ex-Merrill Duo for Private Wealth Model
LPL Financial announced that its new private wealth affiliation model for high-net-worth advisors, ...Read more
RayJay Adds Two Board Members
Raymond James Financial, Inc. announced the elections of Cecily Mistarz, former EVP and U.S. CRO of...Read more
LPL Recruits $4.6B Advisor Network from Lincoln Financial
LPL Financial LLC announced that Pilot Financial, a network of 105 advisors nationwide and another ...Read more
Mercer Advisors Names New Principal of M&A
Mercer Global Advisors, a registered investment advisor headquartered in Denver, has promoted Marti...Read more
Family Offices Have Room for Improvement: Report
Although the proportion of family offices underestimating risk has decreased to 30% from 42% in 202...Read more