RIAs & Financial Advisors
$325M Father-Daughter Team Joins Cetera Summit Financial Networks
Cetera Financial Group, a network of registered investment advisors and independent broker/dealers,...Read more
A 16% Rise in US Millionaires by 2028: UBS
The U.S. world-leading population of millionaires is expected to expand at a double-digit rate in t...Read more
$475M South Carolina Team Moves to LPL After “Soul Searching”
LPL Financial LLC has recruited two South Carolina-based financial advisors, Justin Gore and Michae...Read more
Financial Advisors Propelling ETF Surge: Study
Exchange-traded fund (ETF) asset growth has expanded dramatically over the last decade, owing to gr...Read more
Bain Capital to Buy Envestnet in $4.5B Take-Private Deal
Envestnet, an RIA wealthtech platform, has agreed to be acquired by private equity firm Bain Capita...Read more
Wealth Enhancement Group Buys $254M RIA
Wealth Enhancement Group, a Minneapolis-based independent wealth management firm with more than&nbs...Read more
FAs Moving Out of Cash and Into ETFs: Report
Financial advisors continued to allocate their clients' funds to exchange-traded funds (ETFs) in 20...Read more
CFP Board Files Amicus in Support of DOL’s Fiduciary Rule
The CFP Board has supported the Department of Labor's (DOL’s) legal battle against objections to ...Read more
Structured Notes Growing in Popularity Among FAs
There has been significant growth in interest among financial advisors in structured notes in recen...Read more