RIAs & Financial Advisors
SEC Issues New Guidance on Marketing Rule
The Securities and Exchange Commission (SEC) has released updated guidance on its revised marketing...Read more
Integrated Partners Adds $331M Michigan Advisory to Network
Integrated Partners, a Boston-based RIA and LPL Financial affiliate managing over $21.3 billion in ...Read more
Alaris Unveils App to Match RIA Buyers and Sellers
Alaris Acquisitions, a sell-side advisory firm in the wealth management industry, has launched Lens...Read more
Merit Buys $1.6B Sanctuary Wealth and ESOP Affiliate
Merit Financial Advisors has made a significant move by acquiring Sanctuary Wealth Management, LLC ...Read more
Turning Rock Provides $30M Financing to LPL Affiliate Silverleaf
Turning Rock Partners, a NY-based private investment firm, has extended $30 million in senior debt ...Read more
Stifel Recruits $1.35B Georgia Team from Raymond James
Greer Financial Group, a Macon, Georgia-based team overseeing $1.35 billion in client assets at Ray...Read more
Summit Financial Invests in $830M NJ Firm
Summit Financial revealed that Gateway Advisory, a New Jersey-based firm managing $830 million in a...Read more
Former Wells Fargo, Edward Jones Advisors Join LPL Strategic Wealth
LPL Financial LLC announced the addition of four financial advisors to Carnegie Private Wealth, an ...Read more
RIA M&A Deal Volume Breaks Records in 2024
Mergers and acquisitions in the wealth management sector climbed in 2024, with announced deals up 1...Read more