RIAs & Financial Advisors
Texas State Securities Board Issues Guidance on Use of Data Aggregation Tools by Advisors
The Texas State Securities Board (TSSB) has issued formal guidance for investment advisors who use ...Read more
Carson Group Fully Acquires $353M Carson Wealth Pennsylvania Location
Carson Group has fully acquired a Pennsylvania-based Carson Wealth office that oversees more than $...Read more
Newmark Launches National Trusts & Estates Valuation Practice
Newmark announced the official launch of its Trusts & Estates specialty practice within its Val...Read more
Trump Opens 401(k) Plans to Alternatives in Landmark Retirement Policy Shift
President Trump signed an executive order late Thursday that will allow 401(k) retirement plans to ...Read more
Arax Investment Partners Buys $1B RIA
Arax Investment Partners, a wealth and asset management platform backed by RedBird Capital Partners...Read more
CAIS and Solactive Launch “First-of-Its-Kind” Benchmark for Non-Traded BDCs
CAIS has partnered with German index provider Solactive to launch the Solactive CAIS Private Credit...Read more
$102M Payne Financial Consultants Hops to Osaic from LPL
Osaic Wealth has added a North Carolina-based multi-generational investment firm from LPL Financial...Read more
RIA First Manhattan Acquires $350M Roanoke Asset Management
First Manhattan, an independent investment advisory firm, has added a New Jersey-based registered i...Read more
LPL Financial Closes Acquisition of Commonwealth Financial Network
LPL Financial has closed its acquisition of Commonwealth Financial Network, nearly five months afte...Read more