RIAs & Financial Advisors
Mercer Advisors Buys $495M Florida Wealth Manager
Mercer Global Advisors, Inc., a registered investment advisor that is majority-owned by private equ...Read more
LaSalle St. Lures $550M Chicago Firm from Atria Wealth
LaSalle St., a family of wealth management firms encompassing an independent broker-dealer and two ...Read more
Steward Partners Buys $3.2B Virginia RIA
Steward Partners Global Advisory, a hybrid registered investment advisor, has acquired Freedom Stre...Read more
Morgan Stanley FA Duo Bolts for Independence
Two veteran wirehouse advisors have left Morgan Stanley to start Braintree, MA–based Stablepoint ...Read more
Osaic Adds Two FA Teams with $500M in Assets
Osaic, a wealth management solutions business and portfolio company of private investment firm Reve...Read more
Curi Buys $9.6B RMB Capital, to Merge with RIA Unit
Curi, a national healthcare advisory firm comprised of three businesses: Curi Advisory, Curi Capita...Read more
FINRA Gets Thumbs Up from SEC for Remote Work Proposals
The U.S. Securities and Exchange Commission (SEC) approved a proposal by the Financial Industry Reg...Read more
Edelman Financial Engines Buys $500M Massachusetts RIA
Edelman Financial Engines, a $245 billion independent wealth planning and investment advisory firm,...Read more
LPL Introduces Affiliation Model for HNW Advisors
LPL Financial LLC, an independent broker-dealer, announced the launch of LPL Private Wealth Managem...Read more