RIAs & Financial Advisors
FA Ranks Grow as Industry Consolidation Accelerates: FINRA
The U.S. securities industry is expanding on nearly every measurable front, with more professionals...Read more
N10 Holdings Debuts Dual Firms After Break from Wirehouse
A team led by a former Wells Fargo, UBS and Morgan Stanley advisor has launched into independence w...Read more
Altruist to Add Alts, Margin and Options to Unified Advisor Platform
Altruist is expanding its wealth management platform with new alternative investment capabilities a...Read more
SEIA Adds AI Tools, Tech Leader to Accelerate Advisor Platform Growth
Signature Estate & Investment Advisors has unveiled a major expansion of its advisor platform, ...Read more
Opto Investments Closes AI-Focused Venture Fund for RIAs, Family Offices
Opto Investments has closed an AI-focused venture fund built for registered investment advisors and...Read more
Hightower Taps Zocks as Exclusive AI Assistant for Its Advisor Network
Wealthtech platform Zocks has been selected as the exclusive AI assistant for financial advisors at...Read more
MAI Capital Management Acquires Veteran-Owned RIA in Dallas
MAI Capital Management has added a Dallas-based registered investment advisor firm to Evo...Read more
Osaic Wealth’s CW Advisors Acquires $655M California RIA
Boston-based CW Advisors, a subsidiary of Osaic Wealth, has added a California-...Read more
Waverly Purchases $250M WealthPlans and Its Affiliate Firm
RIA Waverly Advisors has acquired a Maryland-based wealth manage...Read more