RIAs & Financial Advisors
Kestra Financial Onboards $225M New York FA Duo
Kestra Financial has added Erudite Wealth Management Inc., a NY-based full-service wealth managemen...Read more
LPL Financial Lures Another Osaic Team
LPL Financial LLC announced that a $655 million Youngstown, OH-based advisory practice formerly wi...Read more
LPL Adds $300M Florida FA Team to Employee Advisor Channel
LPL Financial LLC has added financial advisors Kultar “Sid” Bindra and Steven Alvarez to its em...Read more
40% of Financial Advisors Steering Clients Toward Crypto
Approximately 40% of financial advisors reported that they have recommended digital assets to at le...Read more
Cetera Welcomes $400M Advisor from UBS
Cetera Financial Group announced that Wilde Wealth Management Group has appointed Drew Kliber to le...Read more
GCG Advisory Partners Recruits $150M Duo from Wells Fargo
GCG Advisory Partners, a North Carolina-based planning and advisory firm, has recruited two advisor...Read more
LPL Adds $650M Private Wealth Quintet from Ameriprise
LPL Financial LLC has added a five-person advisory team that managed approximately $650 million at ...Read more
LPL Adds $700M NY FA Duo to Employee Affiliation Model
LPL Financial LLC announced that John Duane and Gregory Giantsos have joined the firm’s employee...Read more
SEC Fines 9 RIA Firms for Violating Marketing Rule
The Securities and Exchange Commission (SEC) announced the settlement of charges against nine regis...Read more