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ADISA Conference Insights: Legislation & Regulation (VIDEO)

As alternative investments become more complex and reach a broader investor base, legislative and regulatory developments are reshaping how products are structured, evaluated and distributed.

Catherine Bowman of The Bowman Law Firm and Chair of the Legislative and Regulatory Committee at ADISA discusses the policy changes influencing the industry, the evolving demands of due diligence and the strongest arguments for expanding retail access to alternatives. She also examines how broader participation can be balanced with investor protection and what sponsors, advisers and distributors should consider as the market continues to evolve.

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About Joe Palmisano

Joe Palmisano is editorial director of Connect Money, where he oversees daily coverage of alternative assets, direct investments, financial advisory and the economy. He brings three decades of experience as a financial journalist, analyst and portfolio manager. Before joining Connect Money, Palmisano wrote for The Wall Street Journal, covering foreign exchange, global fixed-income and equity markets. He later served as a senior research analyst and portfolio manager, producing market analysis and managing foreign exchange and U.S. equity portfolios for FX Concepts. His work has also appeared in SFO Magazine and CMT Association publications. Palmisano earned a bachelor’s degree in finance from The American University and holds the Chartered Market Technician (CMT) designation and is a member of the CFA Institute.